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If you haven't already
noticed, compact excavators - those mini machines weighing no more
than about 6-8 tons - are getting bigger. Not that they're growing
in stature or engine size. Instead they're shouldering more and
more of the work in the excavating business where working room is
scarce and time is short. They're not only doing the work once done
by larger equipment, such as tractor-loader-backhoes and labor crews,
but they're doing it faster, easier, and more profitably.
In North America, annual
sales of compact excavators have increased probably four- to fivefold
over the last half a dozen or so years to some 10,000 units, depending
on where you draw the line for the largest such machines. One reason
for their growing popularity is the shrinking size of job sites,
as project owners repair and rebuild aging structures in crowded
urban areas and developers squeeze more homes into ever more expensive
land in the suburbs. What's more, compact excavators are becoming
increasingly sophisticated in terms of digging and loading performance
and operator comfort and convenience. The efficient size of these
machines means they cost less to buy, operate, maintain, and transport
than larger equipment. In addition, the compact machines operate
more quietly and with less impact on sensitive surfaces than their
larger brothers.
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| Manufacturers
continue to improve operator comfort in the cab. |
In short, these machines
are proving that bigger isn't always better. "It's a question of
efficiency on the job site," explains Pieter van den Assumm of Lely
Corporation Inc. "While a machine costs you money when you buy it
and maintain it, labors costs you money every day. Do you want a
crew of four people waiting for a big excavator to show up and then
finishing the job and repairing any disturbance to the site with
hand tools? Or do you want a pair of two-person crews working with
two smaller excavators who aren't standing around while the big
machines travel to the job and who don't waste [time or money] doing
much cleanup and repair work afterward?"
The time, labor, and
money-saving abilities of miniexcavators are paying off in a wide
range of applications-digging trenches for power, cable TV, and
fiber-optic lines; water mains; sanitary and storm sewers; building
retaining walls; excavating for foundation repairs, footings, swimming
pools, septic tanks, and drain fields; drilling holes for planting
trees; removing tree stumps; and even finishing jobs started by
larger excavators. More and more contractors are achieving even
more job-site efficiencies by teaming up their small excavators
with other compact machines."
That trend is definitely
increasing," says Chad Ellis, Daewoo's national service manager
for compact equipment. "Contractors are replacing tractor-loader-backhoes
with compact excavators and skid-steer loaders. They can buy both
of the smaller machines for the same price as a traditional backhoe
and benefit from the increased versatility of the compact equipment."
These small machines
earn their keep when the work site is too small for large-capacity
equipment to work efficiently, if at all. Since they're easier to
operate in such tight quarters, the compact machines also help reduce
operator fatigue, increasing productivity even more. For example,
while the miniexcavator is digging a trench in a tight passageway
and using its 360( house rotation to dump spoil in the best spot,
the skid-steer loader can be removing the spoil and loading it into
a truck at the end of the narrow alley. In fact, some of the compact
equipment is small enough to fit through normal doorways to tackle
excavating jobs inside factories, stores, schools, and other buildings.
In addition to compact
size, miniexcavators offer other advantages over a center-mount
backhoe:
360 degrees House
and Work-Group Slew. The house (cab, engine compartment,
and hydraulic system components) and the work group (boom, dipper
or arm, and bucket or other attachment) can turn in a complete circle
for unlimited spoil dumping and truck-loading possibilities. This
also reduces operator head movement for more comfort without sacrificing
visibility.
Tracked Undercarriage.
While some compact excavators travel on four wheels, most are equipped
with tracks. Besides eliminating flat tires, tracks generally reduce
ground pressure to less than 5 psi. That compares to around 35-40
psi exerted by a conventional backhoe or a skid-steer loader. This
lower ground pressure eliminates ruts in soft ground, allowing a
miniexcavator to work in muddy conditions where rubber-tired machines
could bog down. Tracks also improve traction on hard, slick surfaces
and enable the machine to run across open trenches. In addition,
the counterrotating tracks allow an excavator to turn completely
around within its own length for easy maneuvering in tight spaces.
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| Compact
loader with dipper bucket attachment |
Independent Boom
Swing. A swing frame allows the work group to pivot hydraulically
50-90( left or right, depending on excavator make and model. This
feature—coupled with house swing-enables the excavator to dig around
obstacles or alongside buildings, fences, and other structures.
This reduces repositioning time by allowing the tracks to remain
parallel to the trench. Using the full range offset, it allows the
machine to dig a square hole the width of the excavator, for example.
In extreme working conditions, it can be used to cycle the work
equipment where there's not enough room to rotate the cab.
Backfill Blade.
This multipurpose tool can be used for more than backfilling a trench
or grading a job site. It also serves as a stabilizer. This blade
can be used to level the machine in uneven terrain and to increase
digging depth or dumping height. Also, when combined with the bucket,
it can pry out and move large rocks and other objects. Hydraulic
Joystick Controls. These pilot-assisted controls minimize arm effort
and movements to reduce operator fatigue. When it comes to shopping
for one of these nimble machines, you can select from a number of
models produced by more than two dozen manufacturers. However, all
those choices can complicate the task of finding the excavator that
best fits your needs. In fact, at first glance, except for size,
the various models now on the market might look pretty much the
same. So look closely when comparing machines, advises Dan Klug,
excavator product marketing manager for Bobcat. "Despite all the
apparent similarities, there are big differences among compact excavators
when it comes to productivity and operator comfort and convenience,"
he says. Among the decisions you'll face:
Size
Do you need a machine to fit through openings no wider than about
3 ft.? Or are other dimensions more important, such as digging depth
and reach, or dipper or bucket breakout force?
Versatility
Maybe you need a machine
with extra reach or one with an expandable undercarriage or a telescoping
arm to meet varying job requirements. Perhaps a zero-swing cab is
a better choice than one in which the rotating cab overhangs the
tracks. And talk about versatility: The Orbiter, manufactured by
Flannegan Western in Emmetsburg, IA, is a two- or four-wheel-drive
compact unit with a rotating house and an optional telescoping boom
that accepts excavating tools and a variety of skid-steer loader
attachments on the front and rear of the machine.
Undercarriage
Are the lighter ground pressures and improved traction of steel
or rubber tracks important to you? Or would the faster ground speed
of a wheel excavator work better?
Operator Comfort
Do you prefer a standard ROPS canopy or would you like to work in
a year-round climate-controlled cab? The level of technology packed
into these compact excavators continues to increase too. For example,
depending on make and model, you can find such features as:
- a dipper that extends
hydraulically for increased versatility when the job calls for
reaching farther or dumping higher, and retracts to normal length
for maximum breakout force.
- tracks that widen
from 39 to 54 in. apart without lifting the excavator off the
ground or dropping the blade to adjust the track. This feature
allows the machine to squeeze through narrow spaces. Once at the
job site, the wider stance increases side-to-side performance
for trenching and other tasks.
- a track excavator
cab that tilts hydraulically up to 15( for better stability, vertical
digging, and operator comfort on slopes.
- hydraulic hoses serving
bucket, boom, and blade cylinders that are routed inside to protect
them from damage.
LCD monitors that display
oil pressure, battery status, and fuel level at a glance; digital
readout for engine hours, job hours, and engine rpm; alarms for
various conditions such as low engine oil pressure, high hydraulic
oil temperature, and plugged hydraulic filter; and diagnostic functions.
One 5-ton all-terrain
all-wheel-steer excavator can work in deep water and mud, cling
to steep hillsides, straddle streams, and even scramble over walls.
Here are some tips to
help you narrow your search for the ideal compact excavator for
your work:
Job Needs.
Much of the suitability of a particular compact excavator depends
on the type of work you do. If most of your work involves shallow
trenching or truck loading, you might be better off with a machine
that offers a long reach. Some mini-models offer a maximum reach
at a ground level of 20 ft. or more. Such stretching abilities mean
you'll spend less time repositioning and more time excavating and
moving payload. On the other hand, if you dig at a variety of depths,
a machine with a more conventional reach and greater digging depth
might be the best choice. Options can range from maximum digging
depths of about 5 ft. to as much as around 13 ft.
Site Conditions.
The need to get through gates or other narrow openings or to slip
under low ceilings calls for smaller machines. Several compact excavators
measure no more than 2 ft., 8 in. from side to side and stand less
than 7 ft. tall. The largest ones can be close to 7 ft. wide and
9 ft. tall.
Performance Factors.
A number of features and specifications can be used to gauge the
productivity of a particular model. But keep focused on why you
want a compact excavator, suggests Keith Rohrbacker, product manager
with Kubota Tractor Corporation. "No machine offers you the most
of everything. Somewhere along the line you have to make tradeoffs,
like between a machine that will give you the highest production
and one that will fit into your work spaces. Remember why you're
buying the machine and beware of the tendency to buy more than you
really need. At the same time, keep your future plans in mind so
that your excavator can continue to meet your needs as your work
changes. A compact excavator can easily last you five to seven years."
Engine Power
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| This
compact excavator has a digging depth of 11ft., 6 in. |
Higher engine horsepower
ratings don't equate to increased performance when it comes to compact
excavators. Depending on how a machine is engineered, one model,
which uses available horsepower more efficiently, can outperform
another model with a larger engine. Also, since there are no transmissions
or driveshafts, the engine on a compact excavator powers only hydraulic
motors. So it's more important that the engine is matched properly
to the hydraulic pumps. "Otherwise you could overload an engine,
resulting in increased fuel consumption and overheating," says Rohrbacker.
"That, in turn, can increase operating and maintenance costs."
Also, keep in mind that
most construction equipment, including compact excavators, operate
most efficiently within a certain performance envelope. "A diesel
engine operates most effectively when its running at about 80% to
90% of its maximum capability," Rohrbacker notes.
"Many people like big
machines with lots of power," adds Harry Lao, president of Pine
Brook Construction Equipment, Inc., which manufacturers miniexcavators.
"That could be a costly mistake with compact excavators. You need
to look at the intended use of the machine. The price difference
among the different sizes of miniexcavators can be quite significant."
Digging Depth
Regardless of size, any compactor excavator is at its peak effectiveness
when most of the digging is no deeper than about 60% of the machine's
maximum digging depth, Rohrbacker notes. That represents a good
balance between time spent digging productively and time spent repositioning
the machine. "That's where most of the machine's strength and speed
is," he says.
The rated maximum digging
depth is designed to provide a 2-ft. length of flat bottom when
digging a trench. To dig more flat bottom, you have to move the
excavator.
Consequently, using
an excavator capable of digging 10 ft. deep to dig a 6-ft.-deep
trench will allow you to dig about 8 ft. of flat trench bottom before
you need to reposition.
Still, you might need
to allow for exceptions. "Even if you're not digging deep but you're
working in hard, rocky soil, you may need an excavator with a greater
digging depth to obtain the power you need to do the job," says
Klug.
Digging Power
One measure of an excavator's productivity is arm or crowd force:
the machine's ability to produce a pulling force using the hydraulic
force of the arm or dipper. Bucket breakout force measures the prying
force of the machine using the bucket hydraulic circuit. The higher
the breakout force for the bucket and dipper, of course, the easier
and faster the digging. However, Rohrbacker suggests viewing these
ratings in perspective. "A high bucket breakout force should not
be your primary selection criterion," he says. "When you're trenching,
you're using not just the bucket but also the arm and boom. A higher
breakout force is much more important if you are digging in tough,
hard ground than in softer conditions."
Cycle Time
Productivity of a compact excavator also depends on how fast it
works: how long it takes to fill the bucket with dirt, over to dump
it, swing back to the dig area, and start the next cut with the
bucket. This reflects both the amount of hydraulic flow produced
by the pumps, how it's directed by the valves to the cylinders,
and how quickly and smoothly the cylinders retract or extend. The
fastest machines allow you to swing the house, curl the bucket,
extend the arm, and raise the boom all at the same time.
Type of Hydraulic
Pump
In the past, all the pumps on most compact excavators were gear-type.
This pump uses rotating gear assemblies within a pump housing to
produce the hydraulic oil flow. In this case, engine speed determines
hydraulic flow. In addition to costing less to produce, tolerances
on a gear pump aren't so critical, so it tolerates some contamination
in the hydraulic oil better than the piston pumps found in big excavators.
In the past few years,
however, more and more compact excavator manufacturers have been
adopting the piston pumps, also called variable displacement pumps,
at least for their larger models. Piston pumps feature more expensive
technology, which provides variable hydraulic flow and better pressure
control. This pump produces oil flow using a rotating assembly of
small pistons, which controls the oil flow independently of engine
rpm and pump shaft speed. The end result is a more efficient, smoother
operating system.
"A variable displacement
pump gives you a very good feel for the machine," says Lao. "You
can tell the difference between these pumps and gear pumps immediately."
Rohbacker notes another
advantage. "The variable displacement or piston pump automatically
switches between low flow for power when you're digging and high
flow for speed using other functions. That reduces cycle times and
lets you get the job done faster."
That's not all. "A piston
pump requires less engine power compared to a gear pump to perform
different functions efficiently," adds Lao. "For example, for the
same weight class, a piston pump–equipped miniexcavator with a smaller
engine can outperform a gear pump–equipped machine with a bigger
engine."
Zero Tail Swing
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| Polyurethane
TUFPADS track pads |
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On conventional miniexcavators,
the edge of the house typically extends past the side of the tracks
by about 12-18 in. Those with a zero tail swing eliminate this overhang,
allowing you put the track right next to a wall without hitting
the structure as you rotate the house to dig and dump spoil. This
feature changes the physics of the machine. The tracks of a zero
tail swing machine are usually widened (placed farther apart) and
lengthened to provide proper stability compared to a similar size
excavator with a conventional tail swing.
Tracks
Most compact excavators - about 95% by one estimate-are sold with
rubber tracks to minimize damage to lawns, driveways, and other
sensitive surfaces. More-durable steel tracks are also available
for improved track life on rocky ground. One company, BLS Enterprises
Inc. in Elk Grove Village, IL, offers polyurethane pads, called
TUFPADS, that bond onto steel tracks. The manufacturer reports that
these pads last two to four times longer than rubber pads.
Auxiliary Hydraulics
This system provides oil flow to operate certain attachments,
such as an auger, a thumb, or a compactor. The flow rates and pressure
of the auxiliary hydraulics play a key role in performance of the
attachments.
Operator
Comfort and Convenience
Manufacturers continue
to improve operator comfort with such features as fully adjustable
suspension seats, beverage cup holders, arm rests, storage compartments
for grease guns, tools, or lunch boxes; ergonomic placement of control
levers; instruments that are easy to see and read; and work lights.
Most makes also offer a lever or a selector to switch the joystick
control pattern between ISO (the typical pattern used with excavators
in which the right-hand joystick raises and lowers the boom and
the left-hand joystick moves the arm in and out) and standard (the
pattern found in conventional backhoes, in which the two functions
are reversed).
Enclosed steel cabs
with windshields, sliding windows, dome lights, heaters/defrosters
and air conditioners, and factory-installed AM/FM stereo radio/cassette
players are also available. Noise-reducing features, such as sound-absorption
materials, an inlet silencer, a resonant muffler, and an engine
bottom cover, can reduce operator fatigue and customer complaints.
Other considerations
are ease of entry and exit and amount of operator room. Also, check
the two-speed travel control. On some brands, you push a button
to switch between high and low ranges. Others use a foot pedal that
must be kept depressed when operating in high range. Keyless ignition,
which requires users to enter a password on a keypad to start the
engine, can improve security of your machine.
Servicing
Features
One feature that can
make servicing compact excavators easier is conveniently located
zerk fittings that allow you to lubricate the swing pinion, swing
bearing, and offset cylinder from one central location. Easy access
to engine servicing points and to the fuel filler, hydraulic control
valve, and associated plumbing can also help simplify your workday.
Attachments
In addition to digging
and grading buckets of various widths, you can choose among several
other tools to improve the versatility of compact excavators. Some
are powered by auxiliary hydraulics. Attachment choices include
hydraulic breakers for breaking up concrete and demolition jobs,
and plate compactors for preparing grades and augers for drilling
holes for posts and poles. A hydraulic thumb or clamp allows you
to grasp rocks, tree stumps, and other oddly shaped objects, while
a grapple makes it easy to handle brush and other bulky material.
A rotating, wristlike device can increase versatility and efficiency
of some attachments by allowing a tool, such as a bucket, to swivel
and operate at various angles to the arm.
Several features can
increase productivity when using attachments. One is a quick-changing
system that allows you to switch quickly and easily from one attachment
to the other without having to remove pins. Another is variable-flow
auxiliary hydraulics. Unlike auxiliary hydraulics, which are either
full on or full off, this type of hydraulics allows you to change
the rate of hydraulic flow between on and off. That can pay off
when operating certain attachments, such as a hydraulic thumb or
clamp. Instead of either completely open or closed, you can gradually
squeeze or release objects for more precise control. Another handy
feature is a detent mode. It provides continuous flow to the attachment
without the need to keep a button or switch depressed.
Modifications
If your compact excavator
doesn't have some of the features you want, you might be able to
modify it to suit your needs. For example, former construction contractor
Paul Wever, president of Paul Wever Construction Equipment Company
Inc. in Goodfield, IL, has been enhancing performance of large and
small construction equipment since 1987. One field-installed product,
the Extendavator, replaces the original dipper to extend the digging
depth and reach of the excavator. Available for 5,000-lb. and larger
excavators, this tool is designed to work within the parameters
of the original excavator, he notes.
The company also produces
other products for compact excavators, including outriggers to improve
stability of wheel machines, rabbit valves to add an additional
hydraulic function to the excavator for less cost than adding another
pump, backup alarms, and remote controls.
Try
It Out
Specifications, features,
options, and the like are great for helping to narrow your search
for the best miniexcavator. However, there's nothing like comparing
several different models on your work site to see just how well
their actual speed, power, and smoothness on the job match your
needs and desires. Most dealers offer demo models. Another option
is to rent several different makes for several days.
Among the things to
check are the feel and balance of the machines and the speed of
the hydraulic circuits operating the front working group, notes
Rohrbacker.
"When you operate the
joysticks, the boom, arm, and bucket should all work together,"
he says. "You shouldn't have to wait if one circuit is faster than
another. That will throw off your timing and lower your productivity.
Also, check the balance with a heaped bucket of spoil. If the boom
cylinder is really fast and balance fore and aft isn't correct,
the machine will bounce. If that happens, some of the spoil can
fall off, which needs to be cleaned up, further reducing productivity.
Also, bouncing around all day will take its toll on you as an operator."
Greg Northcutt is
a frequent contributor to Grading & Excavation Contractor magazine.
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