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Shore 'Nuf

Everybody knows the rules and regulations, so why do we still have so many accidents in excavations and trenches?

By Paul Hull

 
 

It is our privilege and pleasure to complain about governments, politicians, today's music, kids not related to us, and especially regulations and rules made by people in a distant city who know nothing about the reality of our everyday hard work. Even in our sports watching, many of us seem more interested in logging the conduct of the referees than in the skills of the players. If there is one sector of the construction industry where rules and regulations are vital to everybody's safety and success, it is excavation and trenching. The statistics on accidents from cave-ins show that we are still too complacent or careless, because it is not a lack of affordable solutions that prevents improvement.

The worker is checking the security of his ladder at this lift station site.

Cave-ins aren't the only threat to workers. They are the best-known hazards because they seem the most likely to cause fatalities, but other perils - such as workers falling, objects falling on workers, and a hazardous working atmosphere - should also be considered. How reliable is that ladder? If much of your work is on foundations or house basements, some of the Occupational Safety & Health Administration rules do not apply, but workers should be aware of the dangers. A simple rule would be: Keep workers out of the excavation as much as possible, and place your soil loads as far back as possible.

"Accidents always happen to those other guys who don't know what they're doing" might be the thinking that causes most problems. Recently I met a neighbor limping along the sidewalk. Dave is not a professional contractor like you. Now in his fifties, he "does jobs" for people - he fixes things, charges less, and takes more chances to make sure the profit is right. He is - or was, until four weeks previously - an unusually strong barrel of a man. He was working alone in a trench and had taken none of those precautions you hear about; the concrete culvert broke and collapsed because Dave was trying to solve the problem with sheer physical strength. He fell 10 ft.; the concrete followed. It was several minutes before a passer-by noticed his predicament. He broke one shoulder, several ribs, and one foot.

"I can move my left hand now, Paul," he smiled. "You should have seen me a month ago! I was lucky nothing hit my head." His smile included a large measure of pain and, yes, even fear. If he continues to do jobs that involve trenches and ditches for people, he might wear a hardhat even when nobody is looking and might make sure there is somebody else with him for dangerous work. When I mentioned OSHA to Dave, he grinned and said the safety rules apply to employees, not owners, so he could not be blamed. From talking to other contractors, I deduce that attitude is not as rare as one would hope. There is a story of four men who refused to shore their excavation or shield themselves because they were all "part-owners" of the company. They had just been warned that a cave-in had killed a man a few blocks away in exactly the same kind of soil and excavation, but they still refused to shore their trench.

Planning Is Better Than Correcting

Some sites require enormous supports that make the workers look tiny.

You would assume that anybody who digs would check for underground obstacles, especially since there are instruments available that can tell the precise location of water mains, sewer pipes, telecommunications lines, and all those entanglements that can not only disrupt the bucket's progress but cause horribly expensive damage to property and people. In the detective stories of the '40s and '50s, the crooks would case the joint before barging into the bank or jewelry store. That's what an excavation contractor does before making the first hole.

He or she has a virtual map of the ground and communicates the information to the workers. "We thought it was just another excavation with no obstacles," says a young backhoe operator about some recent work at a Midwestern hospital, where the fourth powerful scoop fractured two utility lines. Yes, the problems caused were critical. (We'll keep names and locations out of this true story to protect the not-so-innocent.) "The boss didn't tell us what was there." The boss said any fool would know what was there. How right he was! Somebody did know but was foolish enough not to pass the information along to the employees. It cost him a lot.

It's a shame that most thinking about trench safety and shoring equipment stems from negative ideas when there are several positive reasons - many of them financial - for planning your excavations and trenches. With modular shoring and shields readily available, installation at the site is usually fast and accurate. By taking the guesswork out of protective equipment you can avoid the costs of onsite welding and cutting. By removing any anxiety about existing utility lines or other underground obstacles, you will have your workers achieving good speed in the trenches. Imagine how smoothly the job will proceed with planned protection rather than worrying about how expensive it will be if you cut utility lines or damage existing infrastructure.

Here's an advantage you might not have considered but will understand immediately. A trench or an excavation that is shored or shielded is much smaller than one that is sloped - as much as six or seven times smaller. Think of the amount of soil that you won't have to remove and then replace. Did somebody mention compaction time? Today's cost of disposal of debris and soil?

Your rate for workers' compensation might depend on the history of safety for your company. If there is an accident - or, worse still, a fatality - in your recent history (reckon on three years as "recent"), your premiums could be doubled. That cost is one that puts you at a disadvantage in bidding against your competitors. The good name of your company is also vulnerable when you have an accident, especially one considered avoidable. You may not be told you are a risk your customers can't afford; when contracts are not awarded, you'll find out.

Thorough planning before the excavation means you'll know how to go around hidden obstacles. It means you will profit from a safe operation, profit from not having to pay for repairs to buried cables and pipe, profit from not facing huge bills for repairs to structures or equipment. Even if it takes several hours to shore a trench or shield the workers, how will that compare with the cost of an accident? Hospital bills? Lifting out an excavator or loader that has fallen in? Repairing the machine? Replacing injured workers? This is serious business. One careless trench incident could ruin your company.

What Do You Look for in Shoring Equipment?

Winter does not stop the need, for efficiency of, good shoring.

According to Allied Construction Products, makers of the Tren-Shore hydraulic shoring units, "One person can install and remove the Tren-Shore System, all from above the trench." Trenches can be braced up to 12 ft. wide and 20 ft. deep with the system. That statement addresses some of the questions contractors have with shoring systems. What are the hidden costs? How many workers will be used to install them? Are they so heavy they require additional lifting equipment? How can you install a shoring system in a trench if you're not allowed in the trench before a shoring system is installed? How many workers will be needed when the shoring needs to be removed at the end of the job? "The Tren-Shore fold-flat design allows quick installation without having to enter an unsecured trench," notes Greg Smith of Allied Construction Products, which has produced more than 100,000 units in the last 30 years. "We also offer three levels of strength [medium, heavy, and extra heavy duty] and features like safety finger guards to protect against the scissor action of the folding shores and protective coil jacking at the cylinder end of the hydraulic hoses."

The shoring system itself must be safe as well as offer protection to the workers in its strength. When Allied Construction Products talks of medium and heavy duty for its aluminum rails (6061-T6 Ally), it means that medium duty exceeds all applicable OSHA specifications and the others are even better. Part of your planning for trench and excavation safety is to learn the advantages (or disadvantages) of any shoring system recommended to you. Who has used the system? Don't be afraid to ask manufacturers for names of satisfied customers. Safety and strength seem to be the keywords, but ease of installation and removal makes better profits too.

Dispelling Some Myths

The rules are different for small trenches, but the level of care should be the same.
The design of Allied shields protects workers inside the trenches.

G.H. Ross Contractors of Williamston, MI, has adopted Efficiency Production's Slide Rail System as its usual means of shielding big excavations. Dispelling the myths generally associated with slide-rail systems, Ross effectively has used the Slide Rail on many recent projects. Common misconceptions contractors have about a slide-rail system include: it is too difficult to install, it comes out of the ground too hard, it takes too long to learn how to use, it's left to the contractors to figure out, it's applicable only to limited types of jobs, it's less cost-effective than sheet piling, it doesn't work around utilities, it's not accepted by engineers, and it's not productive. Successful projects have proved those fears to be unfounded.

The first Ross project was the $1.83 million construction of a new 3,100-ft.2 iron-removal facility in Hartland, MI; it provides 1.72 million gal. of water per day to the community. The scope included installation of two 8-ft. green sand filters, a precast backwash holding tank, a grinder pump station, 1,500-lin.-ft. high-density polyethylene (HDPE) pipe, and all related site work at the water treatment plant and elevated storage-tank sites. Ross used Efficiency Production's ClearSpan Slide Rail System to facilitate the installation of the backwash holding tank by shielding the deep (24-ft.) open pit with panels, posts, and walers, without interfering cross-braces. The ClearSpan configuration allowed close access to the excavation for installations of cast-in-place and precast concrete. That eliminated the need for concrete pumping and large hoisting equipment. "It was easy to figure out," remarks Mike Ross, project manager. "Assembly was quicker than we expected for our first-time use." Efficiency's Research and Development Director Doug Austin and Slide Rail installer Troy Serrells were on-site to assist the crew with the entire installation and removal process. The system also saved time and money since it was less expensive and less labor intensive than tight sheeting. "It's faster and safer than other options, and it's easier to bid bedding and backfill material since the dimensions of the excavation are constrained to the size of the slide-rail dimensions," explains Ross.

Greg Ross, project safety inspector, states, "The system is very sound. Assembly is limited primarily to machine work, which limits exposure to personnel. It's a safe system during the installation and at the completion of the excavation."

Another project was a $350,000 sewer system expansion in Howell, MI, where a precast 12- x16-ft. wet well was installed in a 21- x 27-ft. footing. The job began in January while weather conditions in the North were at their worst. The soil consisted of frozen upper layers, silt and clay, and slurrylike soil at 14 ft. below grade with a water table at 10 ft. Ross Contractors had to install a wellpoint system to dewater and consolidate the soil. It used the ClearSpan Slide Rail again to maintain the unstable excavation and limit the size for an already large wet well base. "Soil conditions were unknown and changing during the excavation," notes Mike Ross. "The slide rail allowed a safe excavation to stand while equipment was installed to handle unworkable soil." As a bonus the Ross crew was able to use the slide rail as an excellent mount for the header pipe. After the structure was finished the modular shielding system's components were removed easily from the frozen ground with a Caterpillar 235 excavator, while a Cat 950 loader backfilled until the entire system was out and the pit was topped off. "It's very cost-effective," Mike Ross exclaims. "No cranes or special equipment is needed, and there is no lost time since the system is installed while digging and extracted while backfilling - all with less disturbance of the site."

Special Applications

Once a trench is 5 ft. deep, you should consider shoring or shields if workers will go inside.

Earlier this year, Independence Excavating started the second phase of construction on an interchange for West 3rd and State Route in Cleveland, OH, a two-year project. The interchange is located adjacent to the Cleveland Browns's stadium, and the modifications are designed to facilitate access into the port. The project includes a new bridge on West 3rd and a new bridge to get onto the shoreway heading eastbound. For this project, the owner representative is Skip Jacobsen of the Cleveland Cuyahoga County Port Authority. Tim Sopenski is the representative for engineering consultants HNTB, and Steve Goodreau is the engineer of record with Parsons Brinckerhoff.

One of the interesting portions of this job includes the tangent pile walls. These walls include 278 drilled concrete caissons (each 3 ft. in diameter). Some of the caissons located at the West 3rd bridge area are up to 140 ft. long. The caissons are drilled on 3-ft. centers so that they touch each other and when complete will act as a retaining wall. The installation of the two parallel walls enables the soil between them to be excavated without adversely affecting the adjacent stadium or the Regional Transit Authority station. The new road between these walls will allow the public to go under the West 3rd bridge. Kundel Industries, a manufacturer of safety equipment for all kinds of trenches and excavations, supplied engineering and equipment for the waler system that held the piles in place. The products included t.e.d. (trench engineering division of Kundel) 8-in. screw spreaders, and a jacking frame for preset pressure on the piling.

Krings International, a manufacturer of all kinds of standard shoring and shielding with sales worldwide and a specialist in trenches used for laying pipe and duct, produces shoring machines that have been successful for duct pipe laying between existing buildings, in narrow lanes, in difficult geological conditions, and in specially protected environments. "Press shoring is preferred as a no-vibration method of digging trenches in densely built-up areas and on poorly grounded building foundations," observes Alain Matos, export manager of Krings. He adds that there is a low operation noise that makes it popular in residential areas. As a temporary excavation pit, press shoring minimizes the annoyance to traffic. It provides optimum safety for trench workers and has been demonstrated as more economical than alternative solutions. The hydraulic system is controlled by a radio remote control that combines all the required functions. Krings also supplies the piling frame. "You can combine this with large-area shoring, wherever a small number of crossing lines alternates with long distances of no crossing lines at all," notes Matos. "It may be integrated both as an individual element in parallel shoring and as an independent shoring for trenches."

Shielding Individual Workers

If you have to compact the soil inside a trench, remotely controlled machines could be practical.
A current job in New Orleans that requires a lot of working room (clearance).

My first acquaintance with an aluminum trench shield was some years ago at a site where a shield - I remember it as a Griswold Machine and Engineering (GME) model - totally protected a worker when a trench collapsed. The shield did not look especially strong, but it withstood pressure that would have crushed the man. It saved his life. Similar to shoring and culverts, the value of the trench shield is in its engineering and design. Some are steel, others are aluminum. The metal you choose will depend on the strength and weight that are most appropriate to your applications. Concerning aluminum shields, manufacturer GME says, "Contractors working on jobs with moderate cuts and lighter-weight machines will find our 2 AEX and 4 AEX series fit the bill. They offer protection in the trenches but weigh as little as half of some similar-size shields. We recommend them especially for those contractors using today's small excavators or rubber-tire backhoes."

Makers of aluminum trench shields will provide you with complete specifications and advice about suitable depths for each size (which will depend on the soil type, so you should know the characteristics of the ground where you are digging). By reading what features are standard or optional you usually can tell what other contractors are requesting - such items as lifting eyes and bridles, pull bars, no-knife edges, standard lengths, and availability of special sizes.

In the information from PRO-TEC Equipment, the easy, quick assembly of its modular trench shields is emphasized. Two workers can unload the lightweight aluminum panels from a pickup truck (in which they stack flat), and assembly follows a simple routine. On PRO-TEC ModSeries shields, the user can choose panels or adjustable spreaders and install a two-, three- or four-sided shield. The panels are filled with foam, are tongue-and-groove design, and keep the dirt and moisture out. By having flanged ends, the panels last longer and are easier to handle.

A honeycomb inner structure is a feature stressed by ShoreTec Inc. for its steel trench shields, available with 3-, 4-, 6-, and 8-in. walls. According to the company, "Our standard line is anything but standard in quality and performance. It contains features common to all our steel trench shields and is a good starting point for your build-your-own shield. We offer options that make shields adaptable to specific job conditions and contractor needs." Among those options are adjustable collars, bottom stacking tubes, a height adapter, a floating collar assembly, or a four-sided pit kit. When you don't know the benefit of a particular feature of a trench shield or shoring system ask.

Paul Hull is a frequent contributor to Grading & Excavation Contractor.

GEC - September/October 2003

 

 
 

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