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Eutrophication is the natural process by which nutrients from sediments are carried in runoff to surface waters where they provide nourishment for naturally occurring algae. Increased human activity nationwide has increased the amount of nutrients reaching water bodies, where they stimulate algal growth and decrease water clarity. The decomposing algae take up oxygen, which threatens fish and other aquatic life, and the algae itself inhibits human use and enjoyment of rivers, lakes, and streams.

Efforts to control point and nonpoint nutrient sources have been ongoing since the mid-1980s, although with moderate success. The 1972 Clean Water Act lays out a regulatory process for controlling point sources through the establishment of TMDLs (total maximum daily loads), but the TMDL process does not extend to non-point sources, including OWTS, agriculture, and urban runoff.

The challenge is exacerbated where jurisdictions overlap. Lake Tahoe, which is losing its famous clarity due in part to excessive algal growth, is split by the California-Nevada state line, while the waters of Lake Champlain cross the US-Canadian border. The Chesapeake Bay Watershed includes parts of five states plus the District of Columbia, and what happens on the Clark Fork River in Montana affects Lake Ponderay in Idaho.

Experience also demonstrates that initial expectations that controlling the point sources would get us where we want to go have proved unrealistic. The Tahoe Basin exports all its wastewater to Nevada and still algae persists. The sophisticated watershed modeling that is a hallmark of Chesapeake Bay clean-up efforts pegs agriculture as the source of 50% of the nutrients entering the bay. Septic systems currently account for only 4% but are nonetheless significant because they’re attached to waterfront homes.

Evidence from projects nationwide suggests standards are best set according to local conditions, with attention given to variations within and among ecosystems, and the most productive approach appears to be one of flexibility, cooperation and collaboration—and maintaining a well-informed focus on socio-political variables.

Safeguarding the Estuary
The Chesapeake Bay has the highest land-to-water ratio of all the world’s estuaries. Its 64,000-square-mile watershed is currently home to 16 million people and the human population is projected to reach 18 million by 2020. The bay itself is approximately 4,400 square miles and is shallow, on average 21 feet deep. Groundwater contributes 54% of the total annual flow of streams in the watershed, and a recent USGS study established that the groundwater nitrate load contributes 48% of the total annual nitrogen loading of streams entering the bay. Groundwater enters the Chesapeake as base flow to streams and rivers and as discharge from shallow aquifers directly into the bay and its tidal tributaries. Four hundred sewage treatment plants discharge effluent into the bay; currently less than a quarter utilize nutrient reduction technology, and yet point sources are responsible for only 20% of the 285 million pounds of nitrogen and 19.1 million pounds of phosphorous the bay sustains annually.

The effort to clean up the Chesapeake began in earnest in the early 1980s with the formation of the Chesapeake Bay Program. Twenty years of good intentions followed by frustration, which culminated in a lawsuit brought by the state of Virginia, led to the Chesapeake 2000 agreement in which the five watershed states and the District of Columbia committed to correcting nutrient and sediment-related problems in the bay and its tributaries sufficient to remove the estuary from the EPA’s list of impaired waters by 2010. The pact featured the ground-breaking strategy of bringing the states and the EPA together at the start. “The idea,” says Kelly Shank, tributary coordinator for the EPA’s Chesapeake Bay Program field office, “was to develop the first ever regional water quality criteria.”

“What we did is an alternative to developing TMDLs,” explains Chris Connor, spokesperson for the Chesapeake Bay Program. “We developed a cooperative partnership. In the past we had standards, but they were the same for the entire bay—top to bottom, east to west. Our goal in this effort was to effectively zone the bay. This entailed developing a new set of designated uses based on the bay’s living resources.”

A critical element of the Chesapeake 2000 effort was that it included Bob Koroncai, regulatory manager for EPA Region 3, who brought a regulatory perspective to criteria-setting. “Previously,” says Koroncai, “the states had been working with “cookie-cutter national standards that didn’t work for the bay.”

The resulting habitat zoning, which took three years to complete, established nutrient loads for five zones based on their designated uses among the bay’s aquatic species. The zones include shallow-water bay grass, open-water fish and shellfish, spawning and nursery areas, deep-water seasonal fish and shellfish, and deep-channel seasonal refuge. Once the zones were established, modeling was used to determine nutrient reductions required to sustain these habitats. This produced a cap of 175 million pounds of nitrogen annually (a reduction of 110 million pounds) and 12.8-million pounds of phosphorous (a 6.3-million-pound reduction). The pollution cap load was then distributed between nine different watershed basins. To meet their respective loads, the states have committed to developing statewide tributary strategies to be implemented by local jurisdictions.

“We’ve done virtually almost all the work for a TMDL, which to my way of thinking is a pollution budget,” says Koroncai, “but instead of this being top-down heavy, we built it together. And, as a result of this cooperative effort, the states, which are being required by EPA to establish individual nutrient standards, have had their standards approved in record time.”

Koroncai says three major factors were critical to the success of the Chesapeake partnership: 1) the large-scale cooperative stakeholder effort dating back to1987, which included both the regulated community and environmental groups; 2) instead of the A-B-C step-wise TMDL approach, water quality criteria and nutrient caps were developed concurrently; and 3) the EPA was included as a partner from the beginning.

“All of our decisions were based on the assumption that the states would adopt water quality standards consistent with these decisions. This turned out to be the case. We had everything wrapped up by summer 2005.”

As the core to their tributary strategies, the states have agreed point sources will be regulated through nutrient limits established in NPDES permits. Shank reports that in the nonpoint arena (where a fix will likely cost $20–$30 billion) the states are relying on agriculture to get them two-thirds of the way toward their goals. “Agriculture is a big source,” says Shank, “and one of the most cost-effective ways to reduce loading. Controlling urban and stormwater runoff is not currently seen as important to getting us to our cap. But the fact is, given the population growth in the watershed, to stay there over the long haul, it’s going to be critical.”

Shank says the EPA will be depending on an extensive, integrated system of monitoring to assure the 2010 target is met. The effort will include the states, the USGS, universities, local agencies, and the EPA, and the goal is to double current watershed monitoring stations.

Do the states feel comfortable with the tributary strategies? “Absolutely not,” says Shank, “But what they have is more flexibility to work with each other. They can pick and chose what they’re going to do. The TMDL process was not set up for this kind of regional approach.” Shank thinks one of the plan’s biggest challenges will be building local support for nutrient reduction levels that have already been established. “In Cooperstown, NY, for example, how many people have a stake in the Chesapeake Bay?”

Voluntary Controls Along the Clark Fork
Collaborative compliance in anticipation of government regulations has gained a footing in Montana’s 25,000-square-mile Clark Fork River Watershed.

“What the signatories to the Voluntary Nutrient Reduction Program (VNRP) did back in the ’90s,” says Will McDowell, VNRP coordinator for the Tri-State Water Quality Council in Missoula, MT, “was realize there was a strong possibility that government, state government in this case—with possibly some implications from the EPA—was going to continue to constrict their wastewater discharge permits for nutrients. What they decided to do, in a very fortuitous alignment of interests and personalities, was to take the initiative.”

PHOTO: VADA YOON
Erick Stein and Liesl Tiefenthaler of the SCCWRP take water samples from Cold Creek in the Malibu Creek watershed.

Five primary organizations were in some way dischargers or responsible for discharge into this 200-mile-stretch of the Clark Fork River—the cities of Missoula, Butte, and Deer Lodge; a commercial paper mill; and the county of Missoula, which regulates OTSW—by the mid-1980s considered a source of nitrogen in the river. As part of its commitment to nutrient reduction, the city of Missoula, which is rapidly expanding into outlying areas (11,000 septic systems have been installed in the Bitterroot Valley in the last 20 years), undertook a study to consider whether some of this growth should be sewered. Monitoring established both nutrients and bacteria in shallow groundwater, and the city opted for sewers in densely populated areas.

Concurrently the city’s wastewater treatment plant underwent an $18 million upgrade that reduced nitrogen in its effluent from 23–30 mg/l to10 mg/l. The paper mill also decreased the nutrients in its river discharge while Butte and Deer Lodge established land application programs to dispose of their wastewater effluent.

“When they drew up the VNRP agreement in 1998,” says McDowell, “it was, for all intents and purposes, a TMDL. But instead of government coming in to do a study and telling them what their loads would be, local government and private industry basically did the allocations themselves. They’d all decided they needed to reduce their nutrient discharge; the question was how much?”

Allocations were decided using relatively simple hydrologic and water quality models. The state gave the signatories 10 years to bring the algae under control and agreed to no additional government constraints during that period. Today they’re well on their way to meeting their targets, which are pretty strict—0.3 mg/l for nitrogen and 0.02 mg/l for phosphorus in some areas, 0.39 mg/l in others. The agreement expires in 2008, when the standards will become mandatory.

McDowell has subsequently embarked on a study of the impact of OWTS on surface waters, with the goal of influencing local government to evaluate where they allow septic systems to be sited. “Most of the literature addresses the impacts on groundwater and on human health,” say McDowell. “We wanted to highlight the potential impact on surface waters and the health of aquatic species. Based on what we found, we’re suggesting governments take a more informed look at the kind of septic systems they allow in areas where growth tends to be near vulnerable surface waters like high-quality rivers and lakes—and at what density.”

Asked what he’d do differently, McDowell admitted to two “conundrums. Number one, you can’t relate algae growth as closely to nutrient concentrations as you would hope or expect. A lot of other factors come into play, and they’re out of your control. In Montana’s rivers, for example, the amount of algae growing on the river bottom is highly related to the previous five to 10 years of floods. There are also sunlight and the flow of water in the river to consider.

“My other conundrum is much more of a social issue. At a certain point,” McDowell says, “population growth overwhelms the effects of best management practices. Any human family is going to generate nutrients in the course of their normal daily activities, from fertilizing the lawn to flushing the toilet and running the garbage disposal. The question is how much human population density can you build into a watershed before you overwhelm the limited capacity of the system?”

Keeping Lake Tahoe Blue
West of Montana in the Lake Tahoe Basin, the focus is on stormwater, but the approach is also collaborative, in this case between the Lahontan Regional Water Quality Control Board, the Nevada Division of Environmental Protection, and the Tahoe Regional Planning Agency (TRPA).

PHOTO: WILL HART, COURTESY LAKE TAHO VISITORS AUTHORITY
Fannette Island in Emerald Bay is Lake Tahoe's only Island.

Lake Tahoe is located near the crest of the Sierra Nevadas at an altitude of 6,225 feet. Two-thirds of the lake and its watershed lie in California, a third in Nevada. The lake covers 200 square miles, which is one-fifth of its watershed, and reaches a depth of 1,465 feet, making it the tenth deepest lake in the world. Known for its clarity and striking blue color, Lake Tahoe has been awarded EPA status as an Outstanding Natural Resource, its highest standard of protection. It is a matter of no little concern, then, that the lake’s famed water clarity has been decreasing approximately a foot a year for the last 30 years, a time-frame that also coincides with rapid urbanization in the Tahoe basin. There is no agriculture in the basin, but atmospheric deposition is a significant nonpoint nutrient source, along with urban runoff, groundwater, and soil erosion. And although 61 tributaries feed the lake, the current objective is to control stormwater in what Dave Roberts of the water quality control board characterizes as intervening zones, i.e., natural or armored channels that drain directly to the lake.

Fortuitously, the effort coincides with an update of its regional plan being undertaken by TRPA. The bi-state compact that created the agency was sanctioned by congress and signed during California’s Reagan administration to coordinate control of development around the lake. The agency does not have police powers but it does have regulatory control, and the plan is that whatever water quality standards are developed for the lake will be reflected in the agency’s codes and ordinances. Or as Roberts describes it, Pathway 2007 will effectively be the implementation plan for the TMDLs that are expected to be developed by winter 2006–2007.

With its two partners, TRPA is coping with a variety of factors that have affected lake water quality and general degradation of the natural environment in the basin, including increasing resident and tourist populations, air pollution, soil erosion and habitat destruction, road construction and maintenance, and loss of natural landscapes to detain and infiltrate rainfall runoff.

“We’re fortunate we’re not arguing about whether or not there’s a problem,” says Roberts. “There’s a lot of public support here to protect the lake. I think that’s 99% of the challenge with TMDLs—trying to get people to agree there’s a problem. Originally, we hoped that diverting the sewage would take care of it and we basically ignored stormwater. That’s been the facility of the TMDL program. We went aggressively at those point sources and did some arm waving at nonpoint sources, which really has us in a pickle now. What you need is a combined watershed approach.”

Lake Tahoe is impaired by periphyton, which, while not historically found in the lake, has become a recreational and aesthetic issue. Phytoplankton was considered responsible for the lake’s clarity loss until modeling by the University of California, Davis indicated that 60%–70% was the result of fine particulates (0.52–2 microns). In Roberts’s view the three have to be dealt with collectively. “There’s a dynamic interaction and all three have to be reduced. The good thing is strategies for controlling sediment are similar to those for nutrients.”

Following the lead of the Chesapeake Bay Program, Lake Tahoe’s water quality advocates are depending on models developed by Tetra Tech Inc. to get a handle on the complex human-environmental interactions affecting the lake. Although the basin has been working on water quality for 20 years, there has never been a target for nutrient or sediment load reduction. For years, nitrogen was the lake’s nemesis, but today the lake is phosphorus limited, and Larry Benoit, TRPA’s water quality program manager, says the agency is waiting on modeling results to determine the extent to which control measures will be needed. Given that stormwater is a prime target, land use and impervious coverage layers of Tetra Tech’s watershed model are critical. Satellite photographs of impervious surfaces throughout the basin have been combined with the model’s land-use layer to determine what part of a property designated for a particular use is actually developed.

Although TMDLs are not enforceable on private property, Benoit says one of TRPA’s strengths is its regulatory powers, which allow it to regulate nonpoint sources through its water quality management plan. Currently the agency is requiring not only BMPs for new construction but retrofits on existing development.

Monitoring the results of load reductions will be a question of long-term funding. Up to this point it’s been done by individual small contractors, consultants, and some local jurisdictions, with the main focus on tributary streams. “Monitoring will be critically important,” says Benoit, “since our aim is adaptive management, where we can make adjustments if we’re not meeting our goals. The intent is a funded monitoring system ready to go for 2007.”

Successes so far? Maintaining interest and keeping people’s attention, says Benoit, plus the amount of restoration and retrofitting that’s already been accomplished. “We used to see plumes out in the lake. Not so much anymore. Another success is that there are so many local jurisdictions in both states really focused on improving the situation.”

Challenges? Roberts thinks it critical to get data sets in order before you start modeling. “Be aware of what kind of data you have and the quality and accessibility. We spent a great deal of time on land-use layers because we were somewhat naïve. We discovered that summaries of BMP effectiveness were scattered among numerous different agencies, and it took a lot of leg work to try to pull those together. It turned out nobody was keeping track of what BMPs have been deployed, where and what type.”

Establishing the Background
Data of another sort is on the mind of Eric Stein of the Southern California Coastal Water Research Project Authority (SCCWRP). “When it comes to setting water quality standards,” says Stein, “we have this persistent question of the natural background levels for a whole range of constituents in our water courses.” To get a handle on this question, Stein is heading up a $1 million effort monitoring natural nutrient levels in southern California streams from Ventura to San Diego. The two-year study is funded through public funds and a grant from the EPA.

In addition to setting background levels, Stein’s work is designed to provide data that will allow public policy makers to account for natural loads when they model or set nutrient load allocations. The unique approach involves hands-on monitoring of 22 sites in undeveloped watershed segments. Samples will be collected during rainfall events and post-storm runoff and will include real time sampling over the course of a storm.

“One of the things that makes this study different is that most research looks at water quality during dry weather,” says Stein. “We’re adding the stormwater component to understand what kind of natural loads are coming down the stream during and after rainfall. This is important because most of the loading occurs during stormwater.”

Stein’s researchers take samples hourly during the duration of the storm, which will allow them to construct a plot of concentrations versus time. The goal is to assess whether nutrients are coming out at the beginning of the storm, during its peak, or during the tailing back end, i.e., up to a week afterward.

A year into data collection, Stein notes that he’s observed “a lot more” algae in natural systems than he expected. Given this anecdotal finding, his monitors are quantifying the amount of algae they observe and characterizing the composition of dry season algal communities to determine whether they change from natural to developed habitat. Stein’s researchers will also be looking at related factors, such as the general quality of the habitat, canopy cover, and water temperature and depth. “When you think about appropriate nutrient levels and appropriate algae,” says Stein, “you have to take into account these physical and hydrological factors as well.”

The project is scheduled to wrap up in spring 2007. Data and the technical report will eventually be published on the agency’s Web site.

Confounding Factors in Lake Champlain
A USGS study of groundwater flowing into Chesapeake Bay documented travel times ranging from 0–5 years to 50 years, which, as Connor has observed, raises havoc with public expectations for algae clean-up. Scientists following St. Albans Bay on Lake Champlain have also been confounded about why algae still persists given the amount of effort that’s been thrown at it.

PHOTO: VADA YOON
Chris Solek measures oxygen levels as part of biological assessment of streams.

Half of the state of Vermont drains into Lake Champlain, which flows north to the Richelieu River and from there into the St. Lawrence. Some 90 wastewater treatment plants discharge effluent directly into the lake and OWTS are used throughout the bay’s watershed.

Using state funds, Vermont has been steadily retrofitting individual treatment plants to equip them to remove phosphorous from effluent. “This has been the major success story in reducing phosphorus inputs into the lake,” says Vermont state limnologist Eric Smeltzer. Under Governor James H. Douglas, the state also launched a Clean and Clear Water Action Plan, which is funding non-point source clean-up, including programs for agriculture (mostly dairy farms), stormwater, streambank stabilization, and erosion control on back roads and construction sites.

Governor Douglas also accelerated the original 20-year schedule for implementation of the bi-state phosphorous TMDL (0.8 mg/l, approved by the EPA in 2002), charging local jurisdictions with doing everything possible to hit the target throughout the watershed by 2009, when the region will celebrate the 400th anniversary of the lake’s discovery. Among other categories, the Clean and Clear Water Action Plan includes $3.5 million to help farmers on such projects as manure management structures and streambank stabilization; $2.575 million for buffers along streams; $1.325 million to support conservation programs in the St. Albans Bay and Missisquoi Bay watersheds; $1 million for municipal treatment facilities in selected Mississquoi Bay municipalities; $250,000 for wetland restoration and acquisition; and at the bottom of the list, $75,000 to support regional planning for water quality initiatives.

Despite all this, the algae persists in St. Albans Bay. Reviewing research on the bay, Smeltzer reports that historical analysis of point and nonpoint sources from 1750–2000 shows a steady increase in phosphorous loading between 1880 and 1930, after which loading continued at the sustained rate of 50 metric tons a year for subsequent decades. In1980 a US Department of Agriculture Rural Clean Water Program project was begun in the St. Albans Bay watershed to initiate agricultural BMPs designed to reduce water pollution. Smeltzer reports that although the $2.2 million program reached 60% of the farms in the watershed, it did not produce measurable reductions in phosphorus in the bay.

A 1987 $2.3 million upgrade of the City of St. Albans sewage treatment plant reduced phosphorous loading from this facility by 90% and since then the plant has consistently met its phosphorus concentration limit of 0.5 mg/l—the lowest phosphorous limit in any treatment plant effluent discharge in Vermont. In contrast to the point-source success, a 1991 study reported that two of the tributaries to St. Albans Bay contained the highest amounts of phosphorous in all of Lake Champlain’s subwatersheds. One study by the Lake Champlain Basin Program suggested that land conversion to urban uses could be offsetting some of the gains made by point source and agricultural nonpoint phosphorous reduction efforts. (The same study pegged individual septic systems as contributing less than 2% of phosphorous loading to the bay, compared to stormwater runoff, which accounts for under 18%.)

But the bad news is that despite the studies and varied local and community efforts, phosphorus concentration in St. Albans Bay has not declined over the past two decades. and phosphorous levels remain above the Vermont water quality criterion for the bay. The answer to this perplexing problem, says Smeltzer, had not been anticipated. Concentrations of phosphorus are persisting at high levels because phosphorous stored in the bay’s sediments is being released back into the water through the process of internal loading. “Shallow lakes are particularly sensitive to internal loading,” says Smeltzer, “and the situation will eventually be resolved, but it will take time.”

What we’re coping with here, says Burlington-based environmental consultant Don Meals, is “the inertia of natural systems. It took a long time for the sediment to build up and it’s going to take a while for it to be flushed out.” But as both Meals and Smeltzer point out, this lack of progress in the bay has been frustrating, given high hopes for clean-up.

Sediment research of another type is being conducted by Suzanne Levine, associate professor at the Rubenstein School of Environment and Natural Resources at the University of Vermont. Levine wants a better idea of the historic nutrient levels in the lake. “I think it’s important to have data that helps us understand what was going on before there was much development. What we’re doing is taking sediment cores and dating them. The pigments in algae are to a large extent preserved in sediment, so, looking at the pigments in the various sediment samples, we can get some idea of how abundant algae was at a given time.” The goal, says Levine, is to reconstruct the condition of the lake over the last 400 years—and do it in time for the lake’s centennial.

Meals, who has been involved in a number of projects under the Rural Clean Water Program throughout the country, raises a question apropos of St. Albans Bay, but which is also critical to the larger challenge of non-point source control. “There is an important distinction to be made between documenting the effect of individual practices and assessing their effects on a watershed. You can monitor and study individual practices and document their effectiveness, but it’s a very different question—and often very difficult to answer—to look at the total effect at a watershed level of a program that works with a lot of different landowners in a lot of different places around a watershed. This is the same question TMDLs are attempting to address.

“Regarding the projects we did in the 1980s,” says Meals, “the short, simplified answer to these two questions is that, yes, in many cases you could identify and document the effectiveness of individual practices at the edge of a field or at the farm scale. But it was quite another thing and very difficult to show an improvement in water quality at the outlet of the watershed or, much less, in a bay of Lake Champlain.”

Meals’s comment suggests a fundamental issue attached to TMDLs: the relative commitment of public resources versus anticipated gain, which is where researcher Ken Reckhow at the Nicholas School of Environment and Earth Sciences at Duke University, and his colleagues at Tulane University and University of South Carolina hope to provide some guidance. Reckhow chaired the 2001 National Academy Review of the TMDL program and one of his recommendations to congress was that states do tri-annual review of their water quality standards that include “an honest assessment of the resources citizens are willing to pay for clean water.”

“Water quality standards have a designated use,” says Reckhow, which is narrative. And that’s the crux of the standard—what you want to achieve (fishable, swimable, etc.). The standards also have a criterion that is sometimes narrative but oftentimes quantitative, something the state scientists can go out and measure. Our objective was to figure out a way to quantify the designated use and then determine what common nutrient criteria would be most predictive of that use. We did this through traditional expert elicitation procedure fairly commonly used in decision analysis. You obtain the opinion of experts through a series of preparatory material and then subsequently some questions. We used statistical methods to determine what among the common, easily measurable predictor variables or quantities are most predictive of algae-related water quality problems. This turned out to be chlorophyll A.”

But the crux of what Reckhow and his colleagues were after is contained in a decision-making matrix that presents concentrations of the best predictive criteria along the horizontal axis and the probability of or risk of non-compliance along the vertical axis. “It’s not realistic,” says Reckhow, “to think that the resources are available and the pubic would want them to be to make an urban stream in downtown DC fishable and swimable. And yet we’re saddled with that because the standard says that’s what we must achieve. And because of this criterion, the water body is viewed out of compliance and goes on the list for a TMDL.”

Dale Robertson, USGS research hydrologist in Middleton, WI, has a similar take on the TMDL process. Like Reckhow, Robertson is also concerned with criteria-setting. “What we’re looking at is whether you set criteria just based on the biological response,” says Robertson. “Can you look at the response and say, ‘OK, what concentrations of nutrients do you need?’ The ultimate goal would be to use this information to set up flags when a stream is impaired.” But the Catch 22, as Robertson describes it, is that while for some streams in his region the goal would be to reduce nutrients to reference concentrations before agriculture, the designated use of that stream is to drain an agricultural area.

“What we felt at the time of the TMDL report,” says Reckhow, “and what we are still continuing to work on is adaptive implementation of TMDLs. You learn while you’re doing. The science is never going to be absolutely certain, which means you’re going to get it wrong sometimes. So you need to build into a program some flexibility to ultimately get closer and closer to what the public wants. Section 303 of the Clean Water Act has the flexibility for a continuous planning process. It’s a matter of the EPA providing better guidance and the states’ being willing to bite the bullet and do the work.”

Journalist PENELOPE GRENOBLE O'MALLEY is a frequent contributor to Forester Communications.

OW - November/December 2005

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